broker-dealer

常见例句

As a broker-dealer, it was able to clear its own trades, a privilege that should give pause for thought.
作为一个经纪交易商，他能够清算自己的账户，这个特权本来就应该被禁止。
Corzine, who helped run Goldman Sachs from 1994 to 1999, hired 800 employees in efforts to turn the broker-dealer into an investment bank.
曾经在1994年至1999年执掌高盛集团的乔恩•柯赛招聘了800位员工，试图使这家经纪交易商转型为一家投资银行。
But in the broker-dealer world, confidence and perception are critical, and if enough people believe you're going under, rightly or wrongly, the game is over – fast.
但在经纪交易商的世界中，信心和认知是至关重要的。如果有足够多的人认为你即将倒下——无论这种看法是对还是错——这场游戏就会飞速终结。

A pure investment bank is not a depository institution and it's also--a pure investment bank is not a broker- dealer either.
一个真正的投行不是一个储蓄机构,当然一个真正的投行也不是证券公司-,或者发行公司。
耶鲁公开课 - 金融市场课程节选
For example Bear Stearns which is a broker-dealer failed recently.
例如贝尔斯登,那个最近倒闭的经纪自营商。
耶鲁公开课 - 金融市场课程节选
What they're really doing is just we're facing this seize up of our financial system so we have banks that we've just seen the failure of Bear Stearns which is actually a broker-dealer.
他们真正在做的只是,我们正处于金融体系失灵的阶段,所以我们有这种银行,我们刚刚目睹了经纪自营商,贝尔斯登的失败。
耶鲁公开课 - 金融市场课程节选

Some of these firms audited only one broker-dealer, while others audited over 150 broker-dealers.
FORBES: All Talk: The SEC's Broken Broker-Dealer, Investment Advisor Examination Program
Currently, platforms are permitted to operate under Regulation D, by partnering with a registered Broker-Dealer.
FORBES: The Future Of Investment Crowdfunding
Broker-dealer auditors are not yet officially required, therefore, to use PCAOB standards for conducting their audits.
FORBES: Already Behind The Eight-Ball: Auditors of Broker-Dealers Are A Disaster